About Our Firm

Westport Capital Markets, LLC is an independent broker/dealer and investment advisory firm headquartered in Westport, Connecticut. Our broker/dealer operates as a correspondent clearing client of National Financial Services, LLC and is a member of FINRA.  Our Registered Investment Advisory firm is registered with the Securities and Exchange Commission (SEC).  Westport Capital is also a member of the Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC) http://www.sipc.org. Established in 1996, Westport Capital has since expanded to include 10 financial advisors and brokers with our main office in Westport, Connecticut and branch offices in Guilford, Connecticut and Totowa, New Jersey. Check the background of this firm on FINRA's BrokerCheck.

Effective June 15, 2021, Westport Capital Markets, LLC has filed a broker-dealer withdrawal (Form BDW) and a Registered Investment Advisor withdrawal (Form ADV-W) with the Securities and Exchange Commission. We have restructured as WCM Financial Management, LLC and are currently registered with Vanderbilt Securities. Our location and phone number (203-222-8933) remain the same.